0000790502-13-000042.txt : 20130220
0000790502-13-000042.hdr.sgml : 20130220
20130220101012
ACCESSION NUMBER: 0000790502-13-000042
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20130220
DATE AS OF CHANGE: 20130220
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Duff & Phelps Corp
CENTRAL INDEX KEY: 0001397821
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 208893559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-83176
FILM NUMBER: 13625479
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: (212) 871-2000
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER COMPANY:
FORMER CONFORMED NAME: Duff & Phelps CORP
DATE OF NAME CHANGE: 20070427
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: EAGLE ASSET MANAGEMENT INC
CENTRAL INDEX KEY: 0000790502
IRS NUMBER: 592385219
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 7275732453
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
SC 13G/A
1
duf4.txt
February 19, 2013
Office of the Corporate Secretary
Duff & Phelps Corp.
55 East 52nd Street
New York, NY 10055
RE: Amended Schedule 13G
Duff & Phelps Corp.
As ofJanuary 31, 2013
Gentlemen:
In accordance with Section 13(d)(5) of the
Securities Exchange Act of 1934, attached please
find a copy of Amended Schedule 13G for the above
named company showing a change of beneficial ownership of 5% or
more as of January 31, 2013 filed onbehalf of Eagle Asset Management, Inc.
Very truly yours,
Damian Sousa
Vice President
Chief Compliance Officer
DS:aw
Enclosures
Amended Schedule 13G
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
Duff & Phelps Corp.
(Name of Issuer)
Common Stock par value $.01 per share
(Title of Class of Securities)
26433B107
(CUSIP Number)
Check the following box if a fee is being paid with
this statement _____. (A fee is not required only if
the filing person: (1) has a previous statement on
file reporting beneficial ownership of more than five
percent of the class of securities described in Item 1;
and (2) has filed no amendment subsequent thereto
reporting beneficial ownership of five percent or
less of such class.) (See Rule 13d-7.)
*The remainder of this cover page shall be filled out
for a reporting person's initial filing on this form
with respect to the subject class of securities, and
for any subsequent amendment containing information
which would alter the disclosures provided in a prior
cover page.
The information required in the remainder of this
cover page shall not be deemed to be "filed" for
the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall
be subject to all other provisions of the Act
(however, see the Notes).
Page 1 of 5 Pages
CUSIP NO. 26433B107 13G
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Eagle Asset Management, Inc. 59-2385219
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) ______
(B) ______
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
State of Florida
NUMBER OF 5 SOLE VOTING POWER
SHARES 494,890
BENEFICIALLY 6 SHARED VOTING POWER
OWNED - - -
AS OF
January 31, 2013 7 SOLE DISPOSITIVE POWER
BY EACH 494,890
REPORTING 8 SHARED DISPOSITIVE POWER
PERSON WITH - - -
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
494,890
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_____]
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.22%
12 TYPE OF REPORTING PERSON*
IA
Page 2 of 5 Pages
Item 1(a) Name of Issuer:
Duff & Phelps Corp.
Item 1(b) Address of Issuer's Principal Executing Offices:
55 East 52nd Street
New York, NY 10055
Item 2(a) Name of Person Filing:
Eagle Asset Management, Inc.
Item 2(b) Address of Principal Business Office:
880 Carillon Parkway
St. Petersburg, Florida 33716
Item 2(c) Citizenship:
Florida
Item 2(d) Title of Class of Securities:
Common Stock par value $.01 per share
Item 2(e) CUSIP Number:
26433B107
Item 3 Type of Reporting Person:
(e) Investment Adviser registered under Section 203 of the
Investment Advisors Act of 1940
Page 3 of 5 Pages
Item 4 Ownership as of January 31, 2013
(a) Amount Beneficially Owned:
494,890 shares of common stock beneficially owned including:
No. of Shares
Eagle Asset Management, Inc. 494,890
(b) Percent of Class: 1.22%
(c) Deemed Voting Power and Disposition Power:
(i) (ii) (iii) (iv)
Deemed Deemed
Deemed Deemed to have to have
to have to have Sole Power Shared Power
Sole Power Shared Power to Dispose to Dispose
to Vote or to Vote or or to or to
to Direct to Direct Direct the Direct the
to Vote to Vote Disposition Disposition
Eagle 494,890 ---- 494,890X ----
Asset Management, Inc.
Item 5 Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact
that as of the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of securities,
check the following.
(X_)
Item 6 Ownership of More than Five Percent on Behalf of Another Person:
N/A
Item 7 Identification and Classification of the Subsidiary which Acquired
the Security Being Reported on by the Parent Holding Company:
N/A
Page 4 of 5 Pages
Item 8 Identification and Classification of Members of the Group: N/A
Item 9 Notice of Dissolution of Group: N/A
Item 10 Certification:
By signing below I certify that to the best of my knowledge
and belief, the securities referred to above were acquired
in the ordinary course of business and were not acquired for
purpose of and do not have the effect of changing or
influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant
in any transaction having such purposes or effect.
Signature
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete
and correct.
Date: February 19, 2013 EAGLE ASSET MANAGEMENT, INC.
/s/ Damian Sousa
__________________________________
Damian Sousa
Vice President
Chief Compliance Officer
Page 5 of 5 Pages